Dwarikesh Sugar Industries Limited: Investor Relations

SHAREHOLDING PATTERN As on Quarter Ended 31st December 2011
Scrip code: 532610
Class of Security: EQUITY

Statement Showing Shareholding Pattern
			Table (I)(a)
Category code	Category of Shareholder	Number of Shareholders	Total number of shares	Number of shares held in dematerialized form	Total shareholding as a percentage of total number of shares		Shares Pledged or otherwise encumbered
					As a percentage of(A+B)¹	As a percentage of (A+B+C)	Number of shares	As a percentage
(I)	(II)	(III)	(IV)	(V)	(VI)	(VII)	(VIII)	(IX)= (VIII)/(IV)*100
(A)	Shareholding of Promoter and Promoter Group²
1	Indian
(a)	Individuals/ Hindu Undivided Family	5	3060570	3060570	18.76	18.76		0.00
(b)	Central Government/ State Government(s)				0.00	0.00		#DIV/0!
(c)	Bodies Corporate	2	4784007	4784007	29.32	29.32		0.00
(d)	Financial Institutions/ Banks				0.00	0.00		#DIV/0!
(e)	Any Others(Specify)				0.00	0.00		#DIV/0!
(e-i)					0.00	0.00		#DIV/0!
(e-ii)					0.00	0.00		#DIV/0!


	Sub Total(A)(1)	7	7844577	7844577	48.08	48.08	0	0.00

2	Foreign
a	Individuals (Non-Residents Individuals/ Foreign Individuals)				0.00	0.00		#DIV/0!
b	Bodies Corporate				0.00	0.00		#DIV/0!
c	Institutions				0.00	0.00		#DIV/0!
d	Any Others(Specify)				0.00	0.00		#DIV/0!
d-i					0.00	0.00		#DIV/0!
d-ii					0.00	0.00		#DIV/0!

	Sub Total(A)(2)	0	0	0	0.00	0.00	0	#DIV/0!

	Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)	7	7844577	7844577	48.08	48.08	0	0.00

(B)	Public shareholding
1	Institutions
(a)	Mutual Funds/ UTI	1	660600	660600	4.05	4.05
(b)	Financial Institutions ^/ Banks				0.00	0.00
(c)	Central Government/ State Government(s)				0.00	0.00
(d)	Venture Capital Funds				0.00	0.00
(e)	Insurance Companies	1	199232	199232	1.22	1.22
(f)	Foreign Institutional Investors				0.00	0.00
(g)	Foreign Venture Capital Investors				0.00	0.00
(h)	Any Other (specify)				0.00	0.00
(h-i)					0.00	0.00
(h-ii)					0.00	0.00

	Sub-Total (B)(1)	2	859832	859832	5.27	5.27

B 2	Non-institutions
(a)	Bodies Corporate	378	2046866	2046866	12.55	12.55
(b)	Individuals				0.00	0.00
I	Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh	11915	3251826	3211729	19.93	19.93
II	ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh.	46	1946522	1946522	11.93	11.93
(c)	Any Other (specify)				0.00	0.00
(c-i)	Clearing members	99	140898	140898	0.86	0.86
(c-ii)	NRI / OCBs	153	224155	195119	1.37	1.37


	Sub-Total (B)(2)	12591	7610267	7541134	46.65	46.65

(B)	Total Public Shareholding (B)= (B)(1)+(B)(2)	12593	8470099	8400966	51.92	51.92

	TOTAL (A)+(B)	12600	16314676	16245543	100.00	100.00

(C)	Shares held by Custodians and against which Depository Receipts have been issued
1	Promoter and Promoter Group					0.00		#DIV/0!
2	Public					0.00
	Sub-Total (C )	0	0	0		0	0

	GRAND TOTAL (A)+(B)+(C)	12600	16314676	16245543		100.00	0	0.00

(I)(b)	Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
	category “Promoter and Promoter Group”

Sr. No.	Name of the shareholder	Details of Shares held		Encumbered shares (*)			Details of warrants		Details of convertible securities		Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Sr. No.	Name of the shareholder	Number of shares held	As a % of grand total (A) +(B) +( C )	No.	As a percentage	As a % of grand total (A)+(B)+(C) of sub-clause (I)(a )	Number of warrants held	As a % total number of warrants of the same class	Number of convertible securities held	As a % total number of convertible securities of the same class
(I)	(II)	(III)	(IV)	(V)	(VI)=(V)/(III)*100	(VII)	(VIII)	(IX)	(X)	(XI)	(XII)
1	GAUTAM R MORARKA	2797885	17.15		0.00	0.00		#DIV/0!		#DIV/0!	17.15
2	PRANAY GAUTAM MORARKA	194971	1.20		0.00	0.00		#DIV/0!		#DIV/0!	1.20
3	PRIYANKA G MORARKA	41236	0.25		0.00	0.00		#DIV/0!		#DIV/0!	0.25
4	S.G.MORARKA	20178	0.12		0.00	0.00		#DIV/0!		#DIV/0!	0.12
5	DWARIKESH TRADING CO.LTD	2424889	14.86		0.00	0.00		#DIV/0!		#DIV/0!	14.86
6	MORARKA FINANCE LIMITED	2359118	14.46		0.00	0.00		#DIV/0!		#DIV/0!	14.46
7	GAUTAM R MORARKA - KARTA C/O. GAUTAM R. MORARKA HUF	6300	0.04		0.00	0.00		#DIV/0!		#DIV/0!	0.04
											0
TOTAL		7844577	48.08	0	0.00	0.00	0	#DIV/0!	0	#DIV/0!	48.08

(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011

(I)(c)(i)	Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the
	category “Public” and holding more than 1% of the total number of shares

Sr. No.	Name of the shareholder	Number of shares held	Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}	Details of warrants		Details of convertible securities		Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Sr. No.	Name of the shareholder	Number of shares held		Number of warrants held	As a % total number of warrants of the same class	Number of convertible securities held	% w.r.t total number of convertible securities of the same class
1	GENERAL INSURANCE CORP.OF INDIA	199232	1.22		#DIV/0!		#DIV/0!	1.22
2	BISHWANATH PRASAD AGRAWAL	300007	1.84		#DIV/0!		#DIV/0!	1.84
3	ISHWAR DAYAL MITTAL	370000	2.27		#DIV/0!		#DIV/0!	2.27
4	EMKAY FINCAP LIMITED	267877	1.64		#DIV/0!		#DIV/0!	1.64
5	PARAM CAPITAL RESEARCH PVT LTD	726758	4.45		#DIV/0!		#DIV/0!	4.45
6	RELIANCE CAPITAL TRUSTEE CO.LTD	660600	4.05		#DIV/0!		#DIV/0!	4.05

TOTAL		2524474	15.47	0	#DIV/0!	0	#DIV/0!	15.47

(I)(c)(ii)	Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with
	PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company

Sr. No.	Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them	Number of shares	Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}	Details of warrants		Details of convertible securities		Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Sr. No.		Number of shares		Number of warrants	As a % total number of warrants of the same class	Number of convertible securities held	% w.r.t total number of convertible securities of the same class
1	N.A.		0.00		#DIV/0!		#DIV/0!	0

TOTAL		0	0.00	0	#DIV/0!	0	#DIV/0!	0

a	Statement showing details of locked-in shares

Sr. No.	Name of the shareholder	Number of locked-in shares	Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1	N.A.		0.00

TOTAL		0	0.00

(II)(a)	Statement showing details of Depository Receipts (DRs)


Sr. No.	Type of outstanding DR (ADRs, GDRs, SDRs, etc.)	Number of outstanding DRs	Number of shares underlying outstanding DRs	Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1	N.A.			0.00

TOTAL		0	0	0.00

(II)(b)	Statement showing holding of Depository Receipts (DRs), where underlying shares held
	by "promoter/promoter group" are in excess of 1% of the total number of shares

Sr. No.	Name of the DR Holder	Type of outstanding DR (ADRs, GDRs, SDRs, etc.)	Number of shares underlying outstanding DRs	Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1	N.A.			0.00

TOTAL			0	0.00